-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PXq/q0D+kbsa1LQlNtAKSQu2Y+GHf0/EIZtRIo6KnmQ5dMlbppvyKMTY8sPBRwKL x7o9BIHflMbMoZ5teUYmMw== 0000806085-99-000115.txt : 19991105 0000806085-99-000115.hdr.sgml : 19991105 ACCESSION NUMBER: 0000806085-99-000115 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991104 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BLOUNT INTERNATIONAL INC CENTRAL INDEX KEY: 0001001606 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 630780521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44493 FILM NUMBER: 99741264 BUSINESS ADDRESS: STREET 1: PO BOX 949 STREET 2: 4520 EXECUTIVE PK DR CITY: MONTGOMERY STATE: AL ZIP: 36116-1602 BUSINESS PHONE: 3342444000 MAIL ADDRESS: STREET 1: P.O. BOX 949 STREET 2: 4520 EXECUTIVE PARK DRIVE CITY: MONTGOMERY STATE: AL ZIP: 36116-1602 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS TWR STREET 2: 3 WORLD FINANCIAL CNTR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS TOWER 15TH FL STREET 2: 2 WORLD TRADE CENTER CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 SC 13D/A 1 BLOUNT INTERNATIONAL, INC. ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D AMENDMENT NO. 1 Under the Securities Exchange Act of 1934 Blount International, Inc. (Name of Issuer) Common Stock, Par Value $.01 Per Share (Title of Class of Securities) 095180-10-5 (CUSIP Number of Class of Securities) Jennifer Marre Secretary Lehman Brothers Holdings Inc. 3 World Financial Center, 24th Floor New York, NY 10285 (212) 526-1936 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) October 25, 1999 (Date of Event which required Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box 9 Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ CUSIP No. 095180-10-5 - ----------------- -------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lehman Brothers Holdings Inc. 13-3216325 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 3. SEC USE ONLY - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------- -------------------------------------------------------------- - ---------------------------- ----------- --------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH 7. SOLE VOTING POWER REPORTING PERSON WITH 26,262,111 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 8. SHARED VOTING POWER -0- - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 9. SOLE DISPOSITIVE POWER 26,262,111 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ---------------------------- ----------- --------------------------------------- - ----------------- -------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,262,111 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 85.3% - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 14. TYPE OF REPORTING PERSON HC/CO - ----------------- -------------------------------------------------------------- CUSIP No. 095180-10-5 - ----------------- -------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LB Blount Investment SPV LLC - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 3. SEC USE ONLY - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------- -------------------------------------------------------------- - ---------------------------- ----------- --------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH 7. SOLE VOTING POWER REPORTING PERSON WITH 26,262,111 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 8. SHARED VOTING POWER -0- - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 9. SOLE DISPOSITIVE POWER 26,262,111 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ---------------------------- ----------- --------------------------------------- - ----------------- -------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,262,111 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 85.3% - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 14. TYPE OF REPORTING PERSON OO - ----------------- -------------------------------------------------------------- CUSIP No. 095180-10-5 - ----------------- -------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lehman Brothers Inc. 13-2518466 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 3. SEC USE ONLY - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------- -------------------------------------------------------------- - ---------------------------- ----------- --------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY 7. SOLE VOTING POWER EACH REPORTING PERSON WITH 7,045,129 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 8. SHARED VOTING POWER -0- - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 9. SOLE DISPOSITIVE POWER 7,045,129 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ---------------------------- ----------- --------------------------------------- - ----------------- -------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,045,129 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23% - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 14. TYPE OF REPORTING PERSON HC/CO - ----------------- -------------------------------------------------------------- CUSIP No. 095180-10-5 - ----------------- -------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lehman Brothers Merchant Banking Partners II L.P. - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 3. SEC USE ONLY - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------- -------------------------------------------------------------- - ---------------------------- ----------- --------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH 7. SOLE VOTING POWER REPORTING PERSON WITH 10,865,874 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 8. SHARED VOTING POWER -0- - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 9. SOLE DISPOSITIVE POWER 10,865,874 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ---------------------------- ----------- --------------------------------------- - ----------------- -------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,865,874 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 35.3% - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - ----------------- -------------------------------------------------------------- CUSIP No. 095180-10-5 - ----------------- -------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lehman Brothers Offshore Investment Partners II L.P. - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 3. SEC USE ONLY - ----------------- -------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ----------------- -------------------------------------------------------------- - ---------------------------- ----------- --------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH 7. SOLE VOTING POWER REPORTING PERSON WITH 7,079,902 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 8. SHARED VOTING POWER -0- - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 9. SOLE DISPOSITIVE POWER 7,079,902 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ---------------------------- ----------- --------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,079,902 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23% - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - ----------------- -------------------------------------------------------------- CUSIP No. 095180-10-5 - ----------------- -------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lehman Brothers Capital Partners III, L.P. - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 3. SEC USE ONLY - ----------------- -------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------- -------------------------------------------------------------- - ---------------------------- ----------- --------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH 7. SOLE VOTING POWER REPORTING PERSON WITH 1,271,206 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 8. SHARED VOTING POWER -0- - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 9. SOLE DISPOSITIVE POWER 1,271,206 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ---------------------------- ----------- --------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,271,206 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.1% - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - ----------------- -------------------------------------------------------------- CUSIP No. 095180-10-5 - ----------------- -------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lehman Brothers Capital Partners IV, L.P. - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 3. SEC USE ONLY - ----------------- -------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------- -------------------------------------------------------------- - ---------------------------- ----------- --------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH 7. SOLE VOTING POWER REPORTING PERSON WITH 3,517,210 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 8. SHARED VOTING POWER -0- - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 9. SOLE DISPOSITIVE POWER 3,517,210 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ---------------------------- ----------- --------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,517,210 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.4% - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - ----------------- -------------------------------------------------------------- CUSIP No. 095180-10-5 - ----------------- -------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LB I Group Inc. 13-2741778 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 3. SEC USE ONLY - ----------------- -------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------- -------------------------------------------------------------- - ---------------------------- ----------- --------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH 7. SOLE VOTING POWER REPORTING PERSON WITH 7,045,129 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 8. SHARED VOTING POWER -0- - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 9. SOLE DISPOSITIVE POWER 7,045,129 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ---------------------------- ----------- --------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,045,129 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23% - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 14. TYPE OF REPORTING PERSON HC/CO - ----------------- -------------------------------------------------------------- CUSIP No. 095180-10-5 - ----------------- -------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lehman Brothers Offshore Partners II Ltd. - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 3. SEC USE ONLY - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ----------------- -------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ----------------- -------------------------------------------------------------- - ---------------------------- ----------- --------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH 7. SOLE VOTING POWER REPORTING PERSON WITH 7,079,902 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 8. SHARED VOTING POWER -0- - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 9. SOLE DISPOSITIVE POWER 7,079,902 - ---------------------------- ----------- --------------------------------------- - ---------------------------- ----------- --------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ---------------------------- ----------- --------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,079,902 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23% - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 14. TYPE OF REPORTING PERSON HC/CO - ----------------- -------------------------------------------------------------- CUSIP No.095180-10-5 - ----------------- -------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lehman Brothers Merchant Banking Partners II Inc. - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 3. SEC USE ONLY - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------- -------------------------------------------------------------- - ---------------------------- ----------- --------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH 7. SOLE VOTING POWER REPORTING PERSON WITH 17,945,776 - ---------------------------- ----------- --------------------------------------- ----------- --------------------------------------- 8. SHARED VOTING POWER -0- - ---------------------------- ----------- --------------------------------------- ----------- --------------------------------------- 9. SOLE DISPOSITIVE POWER 17,945,776 - ---------------------------- ----------- --------------------------------------- ----------- --------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ---------------------------- --------------------------------------- - ----------------- -------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,945,776 - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 58.3% - ----------------- -------------------------------------------------------------- - ----------------- -------------------------------------------------------------- 14. TYPE OF REPORTING PERSON HC/CO - ----------------- -------------------------------------------------------------- ITEM 1. SECURITY AND ISSUER This statement relates to the Common Stock, par value $0.01 (the "Common Stock"), of Blount International, Inc., a Delaware corporation ("Blount"). The address of the principal executive offices of Blount is 4520 Executive Park Drive, Montgomery, AL 36116. ITEM 2. IDENTITY AND BACKGROUND This statement is filed on behalf of the following entities: Lehman Brothers Holdings Inc., a Delaware corporation ("Holdings"), 3 World Financial Center 200 Vesey Street New York, NY 10285 Holdings through its domestic and foreign subsidiaries is a full-line securities firm and is General Partner of Lehman Brothers Capital Partners III, L.P. and the direct Parent Company of Lehman Brothers Inc., Lehman Brothers Merchant Banking Partners II Inc. and Lehman Brothers Offshore Partners II Ltd. LB Blount Investment SPV LLC, a Delaware limited liability company ("LB Blount SPV") 3 World Financial Center 200 Vesey Street, New York, NY 10285 All the shares of Blount owned by the Lehman Entities (as defined below) will be directly owned by LB Blount SPV. Lehman Brothers Merchant Banking Partners II L.P. owns approximately 41% of the outstanding equity interests of LB Blount SPV. Lehman Brothers Offshore Investment Partners II L.P. owns 27% of the outstanding equity interests of LB Blount SPV. Lehman Brothers Capital Partners III, L.P. owns approximately 4.7% of the outstanding equity interests of LB Blount SPV. Lehman Brothers Capital Partners IV, L.P. owns approximately 13% of the outstanding equity interests of LB Blount SPV. LB I Group Inc. owns approximately 27% of the outstanding equity interests of LB Blount SPV. Lehman Brothers Inc., a Delaware corporation ("LBI"), 3 World Financial Center 200 Vesey Street New York, NY 10285 LBI is a wholly owned subsidiary of Holdings and the direct Parent Company of LBI Group Inc. Lehman Brothers Merchant Banking Partners II L.P., a Delaware limited partnership ("LB MBP II"), 3 World Financial Center 200 Vesey Street New York, NY 10285 LB MBP II is a limited partnership, the general partner of which is Lehman Brothers Merchant Banking Partners II Inc. LB MBP II also owns approximately 41% of the outstanding equity interests of LB Blount SPV and, accordingly, beneficially owns 35.3% of Blount. Lehman Brothers Offshore Investment Partners II L.P., a Bermuda limited partnership ("LB OIP II"), 3 World Financial Center 200 Vesey Street New York, NY 10285 LB OIP II is a limited partnership, the general partners of which are Lehman Brothers Offshore Partners II Ltd. and Lehman Brothers Merchant Banking Partners II Inc. LB OIP II owns approximately 27% of the outstanding equity interests of LB Blount SPV and, accordingly, beneficially owns 23% of Blount. Lehman Brothers Capital Partners III, L.P., a Delaware limited partnership ("Capital Partners III"), 3 World Financial Center 200 Vesey Street New York, NY 10285 Capital Partners III is a limited partnership, the general partner of which is Holdings. Capital Partners III owns approximately 4.7% of the outstanding equity interests of LB Blount SPV and, accordingly, beneficially owns 4.1% of Blount. Lehman Brothers Capital Partners IV, L.P., a Delaware limited partnership ("Capital Partners IV"), 3 World Financial Center 200 Vesey Street New York, NY 10285 Capital Partners IV is a limited partnership, the general partner of which is LB I Group Inc. Capital Partners IV owns approximately 13% of the outstanding equity interests of LB Blount SPV and, accordingly, beneficially owns 11.4% of Blount. LB I Group Inc., a Delaware corporation ("LB I Group"), 3 World Financial Center 200 Vesey Street New York, NY 10285 LB I Group is a wholly owned subsidiary of LBI and is the General Partner of Capital Partners IV. LBI Group owns approximately 27% of the outstanding equity interests of LB Blount SPV and, accordingly, beneficially owns approximately 23% of Blount. Lehman Brothers Offshore Partners II Ltd., a Bermuda corporation ("LB Offshore II Ltd."), 3 World Financial Center 200 Vesey Street New York, NY 10285 LB Offshore II Ltd. is a wholly owned subsidiary of Holdings and a General Partner of LB OIP II. Lehman Brothers Merchant Banking Partners II Inc., a Delaware corporation ("LB MBP II Inc."), 3 World Financial Center 200 Vesey Street New York, NY 10285 LB MBP II Inc. is a wholly owned subsidiary of Holdings and the General Partner of LB MBP II and a General Partner of LB OIP II. The names, residence or business address, citizenships and present principal occupations or employment of the senior executive officers and directors of the Reporting Persons are set forth in Appendix A hereto. Neither the Reporting Persons nor to the best knowledge of the Reporting Persons nor any of the persons listed in Appendix A hereto have during the last five years (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) except as set forth in Appendix B attached hereto and incorporated herein by reference has been party to a civil proceeding of a judicial or administrative body of a competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE OF FUNDS OR OTHER CONSIDERATION See Item 4. ITEM 4. PURPOSE OF TRANSACTION On October 25, 1999 the Reporting Persons sold an aggregate of 666,666 shares of the Common Stock of Blount in connection with the transactions contemplated by the Agreement and Plan of Merger and Recapitalization, dated as of April 18, 1999, between Red Dog Acquisition, Corp. and Blount, for an aggregate purchase price of $10,000,000. Before the sale, the Reporting Persons beneficially owned an aggregate of 26,928,777 shares of the Common Stock of Blount. As a result of the sale, the Reporting Persons beneficially own an aggregate of 26,262,111 shares of the Common Stock of Blount. The Reporting Persons intend to evaluate continually Blount business, prospects, financial condition, the market for shares of Common Stock, other opportunities available to the Reporting Persons, general economic conditions, money and stock market conditions and other factors and future developments which the Reporting Persons may deem relevant from time to time. Depending on these factors, the Reporting Persons may decide to sell all or part of the shares of Blount that they hold. Any such acquisition or disposition of Shares may be effected through privately negotiated transactions or otherwise. Except as set forth in this Item 4, the Reporting Persons do not have any specific plans or proposals that relate to or would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) See Item 4. (b) The Reporting Persons have sole power to vote and dispose of all the shares of Common Stock. (c) Not Applicable. (d) Neither the Reporting Persons nor to the best knowledge of the Reporting Persons nor any of the persons listed in Appendix A hereto know of any other person who has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any shares of Common stock beneficially owned by the Reporting Persons, other than customers of Lehman Brothers over whose shares Lehman Brothers may have investment discretion. (e) Not Applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. See Item 4. Eliot M. Fried and Alan Magdovitz are Managing Directors of LBI and Daniel James is a Senior Vice President of LBI. Such persons are also members of the Board of Directors of Blount. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Agreement and Plan of Merger and Recapitalization dated as of April 18, 1999 between Red Dog Acquisition, Corp. and Blount International, Inc. (filed as Annex I to the Joint Proxy Statement/Prospectus dated July 15, 1999 included in Blount's Registration Statement on Form S-4, Registration No. 333-82973, and incorporated herein by reference) After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 25, 1999 LEHMAN BROTHERS HOLDINGS INC., By: /s/ Jennifer Marre ------------------ Name: Jennifer Marre Title: Vice President and Secretary BLOUNT INVESTMENT SPV LLC., By: /s/ Jennifer Marre ------------------- Name: Jennifer Marre Title: Vice President and Secretary LEHMAN BROTHERS INC., By: /s/ Jennifer Marre ------------------- Name: Jennifer Marre Title: Vice President and Secretary LEHMAN BROTHERS MERCHANT BANKING PARTNERS II L.P., By: /s/ Jennifer Marre ------------------ Name: Jennifer Marre Title: Authorized Signatory LEHMAN BROTHERS OFFSHORE INVESTMENT PARTNERS II L.P., By: /s/ Jennifer Marre ------------------ Name: Jennifer Marre Title: Authorized Signatory LEHMAN BROTHERS CAPITAL PARTNERS III, L.P., By: /s/ Jennifer Marre ------------------ Name: Jennifer Marre Title: Authorized Signatory LEHMAN BROTHERS CAPITAL PARTNERS IV, L.P., By: /s/ Jennifer Marre -------------------- Name: Jennifer Marre Title: Authorized Signatory LB I GROUP INC., By: /s/ Jennifer Marre ------------------ Name: Jennifer Marre Title: Secretary LEHMAN BROTHERS OFFSHORE PARTNERS II LTD., By: /s/ Jennifer Marre ------------------- Name: Jennifer Marre Title: Authorized Signatory LEHMAN BROTHERS MERCHANT BANKING PARTNERS II INC., By: /s/ Jennifer Marre ------------------ Name: Jennifer Marre Title: Vice President and Secretary LEHMAN BROTHERS HOLDINGS INC. BOARD OF DIRECTORS NAME / TITLE BUSINESS ADDRESS Michael L. Ainslie Lehman Brothers Holdings Inc. Private Investor and former 3 World Financial Center President and Chief Executive Officer New York, NY 10285 of Sotheby's Holdings John F. Akers Lehman Brothers Holdings Inc. Retired Chairman of 3 World Financial Center International Business New York, NY 10285 Machines Corporation Roger S. Berlind Lehman Brothers Holdings Inc. Theatrical Producer 3 World Financial Center New York, NY 10285 Thomas H. Cruikshank Lehman Brothers Holdings Inc. Retired Chairman and Chief 3 World Financial Center Executive Officer of New York, NY 10285 Halliburton Company Richard S. Fuld, Jr. Lehman Brothers Holdings Inc. Chairman and Chief Executive 3 World Financial Center Officer of Lehman Brothers New York, NY 10285 Holdings Inc. Henry Kaufman Lehman Brothers Holdings Inc. President of Henry Kaufman 3 World Financial Center & Company, Inc. New York, NY 10285 Hideichiro Kobayashi* Lehman Brothers Holdings Inc. General Manager for the 3 World Financial Center Americas Nippon Life New York, NY 10285 Insurance Co. John D. Macomber Lehman Brothers Holdings Inc. Principal of JDM Investment 3 World Financial Center Group New York, NY 10285 Dina Merrill Lehman Brothers Holdings Inc. Actress and Director and Vice 3 World Financial Center Chairman of RKO Pictures, New York, NY 10285 Inc. - ----- All above individuals are citizens of the United States except those individuals with an * who are citizens of Japan. LEHMAN BROTHERS HOLDINGS INC. EXECUTIVE OFFICERS NAME / TITLE BUSINESS ADDRESS Richard S. Fuld, Jr. Lehman Brothers Holdings Inc. Chairman and Chief Executive Officer 3 World Financial Center of Lehman Brothers Holdings Inc. New York, NY 10285 John L. Cecil Lehman Brothers Holdings Inc. Chief Administrative 3 World Financial Center and Financial Officer New York, NY 10285 Thomas A. Russo Lehman Brothers Holdings Inc. Chief Legal Officer 3 World Financial Center New York, NY 10285 - ----- All above individuals are citizens of the United States LEHMAN BROTHERS INC. BOARD OF DIRECTORS NAME/TITLE BUSINESS ADDRESS Roger S. Berlind Lehman Brothers Holdings Inc. Theatrical Producer 3 World Financial Center New York, NY 10285 Howard L. Clark, Jr. Lehman Brothers Holdings Inc. Vice Chairman 3 World Financial Center New York, NY 10285 Frederick Frank Lehman Brothers Holdings Inc. Vice Chairman 3 World Financial Center New York, NY 10285 Richard S. Fuld, Jr. Lehman Brothers Holdings Inc. Chairman and Chief Executive Officer of Lehman 3 World Financial Center Brothers Holdings Inc. New York, NY 10285 Harvey M. Krueger Lehman Brothers Holdings Inc. Vice Chairman 3 World Financial Center New York, NY 10285 Bruce R. Lakefield* Lehman Brothers Holdings Inc. Managing Director 3 World Financial Center New York, NY 10285 Sherman R. Lewis, Jr. Lehman Brothers Holdings Inc. Vice Chairman 3 World Financial Center New York, NY 10285 - ----- Above individuals are citizens of the United States except those individuals with an * who are citizens of the United Kingdom. LEHMAN BROTHERS INC. EXECUTIVE OFFICERS NAME / TITLE BUSINESS ADDRESS Richard S. Fuld, Jr. Lehman Brothers Holdings Inc. Chairman and Chief Executive Officer 3 World Financial Center of Lehman Brothers Holdings Inc. New York, NY 10285 John L. Cecil Lehman Brothers Holdings Inc. Chief Administrative Officer 3 World Financial Center New York, NY 10285 Thomas A. Russo Lehman Brothers Holdings Inc. Chief Legal Officer 3 World Financial Center New York, NY 10285 David Goldfarb Lehman Brothers Holdings Inc. Chief Financial Officer 3 World Financial Center New York, NY 10285 Kevin J. McGilloway Lehman Brothers Holdings Inc. Chief Information Officer 3 World Financial Center New York, NY 10285 Mark Rufeh Lehman Brothers Holdings Inc. Chief Operations Officer 3 World Financial Center New York, NY 10285 - ------ All above individuals are citizens of the United States. LB I GROUP INC. BOARD OF DIRECTORS NAME/TITLE BUSINESS ADDRESS Eliot M. Fried Lehman Brothers Holdings Inc. Managing Director 3 World Financial Center New York, NY 10285 David Goldfarb Lehman Brothers Holdings Inc. Controller 3 World Financial Center New York, NY 10285 Allan S. Kaplan Lehman Brothers Holdings Inc. Managing Director 3 World Financial Center New York, NY 10285 Rocco F. Andriola Lehman Brothers Holdings Inc. Managing Director 3 World Financial Center New York, NY 10285 - ----- Above individuals are citizens of the United States. LEHMAN BROTHERS MERCHANT BANKING PARTNERS II INC. BOARD OF DIRECTORS NAME/TITLE BUSINESS ADDRESS Eliot M. Fried Lehman Brothers Holdings Inc. Managing Director 3 World Financial Center New York, NY 10285 Allan S. Kaplan Lehman Brothers Holdings Inc. Managing Director 3 World Financial Center New York, NY 10285 Alan Washkowitz Lehman Brothers Holdings Inc. Managing Director 3 World Financial Center New York, NY 10285 - ----- Above individuals are citizens of the United States. LEHMAN BROTHERS OFFSHORE PARTNERS II LTD. BOARD OF DIRECTORS NAME/TITLE BUSINESS ADDRESS Alan Washkowitz Lehman Brothers Holdings Inc. Managing Director 3 World Financial Center New York, NY 10285 - ----- Above individuals are citizens of the United States. Appendix B Lehman Brothers has been involved in a number of civil proceedings which concern matters arising in connection with the conduct of its business. Certain of such proceedings have resulted in findings of violation of federal or state securities laws. Each of these proceedings was settled by Lehman Brothers consenting to the entry of an order without admitting or denying the allegations in the complaint. All of such proceedings are reported and summarized in the Schedule D to Lehman Brother's Form BD filed with the Securities and Exchange Commission, which descriptions are hereby incorporated by reference. -----END PRIVACY-ENHANCED MESSAGE-----